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Pessimistic vs Optimistic Locking

Pessimistic concurrency control (or pessimistic locking) is called "pessimistic" because the system assumes the worst — it assumes that two or more users will want to update the same record at the same time, and then prevents that possibility by locking the record, no matter how unlikely conflicts actually are.

The locks are placed as soon as any piece of the row is accessed, making it impossible for two or more users to update the row at the same time. Depending on the lock mode (shared, exclusive, or update), other users might be able to read the data even though a lock has been placed. For more details on the lock modes, see Lock modes: shared, exclusive, and update.

Optimistic concurrency control (or optimistic locking) assumes that although conflicts are possible, they will be very rare. Instead oflocking every record every time that it is used, the system merely looks for indications that two users actually did try to update the same record at the same time. If that evidence is found, then one user's updates are discarded and the user is informed.

For example, if User1 updates a record and User2 only wants to read it, then User2 simply reads whatever data is on the disk and then proceeds, without checking whether the data is locked. User2 might see slightly out-of-date information if User1 has read the data and updated it, but has not yet committed the transaction.

Choosing concurrency control mechanism:

In most scenarios, optimistic concurrency control is more efficient and offers higher performance. When choosing between pessimistic and optimistic locking, consider the following:

  • Pessimistic locking is useful if there are a lot of updates and relatively high chances of users trying to update data at the same time.

    For example, if each operation can update a large number of records at a time (the bank might add interest earnings to every account at the end of each month), and two applications are running such operations at the same time, they will have conflicts.

    Pessimistic concurrency control is also more appropriate in applications that contain small tables that are frequently updated. In the case of these so-called hotspots, conflicts are so probable that optimistic concurrency control wastes effort in rolling back conflicting transactions.

  • Optimistic locking is useful if the possibility for conflicts is very low – there are many records but relatively few users, or very few updates and mostly read-type operations.

ref:

Database Concurrency Control - http://publib.boulder.ibm.com/infocenter/soliddb/v6r3/index.jsp?topic=/com.ibm.swg.im.soliddb.sql.doc/doc/the.purpose.of.concurrency.control.html

Database Transactions - http://publib.boulder.ibm.com/infocenter/soliddb/v6r3/index.jsp?topic=/com.ibm.swg.im.soliddb.sql.doc/doc/the.purpose.of.concurrency.control.html

Labels: DATABASE, DOMAIN KNOWLEDGE
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